CONNIE ARLENE FALON

CONNIE ARLENE FALON is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2015-09-16presentYes
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2011-07-292015-09-18
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-08-08
CITIGROUP GLOBAL MARKETS INC.2007-01-192009-06-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1999-12-132007-01-23

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