STEPHEN WALTER SAWYER

STEPHEN WALTER SAWYER is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with PRINCIPAL SECURITIES, INC..

Registration history (4)

FirmFromToCurrent
PRINCIPAL SECURITIES, INC.2026-06-30presentYes
OSAIC WEALTH, INC.2024-06-142026-07-02
SECURITIES AMERICA ADVISORS, INC.2020-11-062024-06-14
KMS FINANCIAL SERVICES, INC.2014-11-072020-11-06

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