PETER MCCARTHY

PETER MCCARTHY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (7)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-04-06presentYes
WELLS FARGO CLEARING SERVICES, LLC2022-08-092023-03-02
BRENTVIEW INVESTMENT MANAGEMENT, LLC2020-08-242023-04-11
WELLS FARGO CLEARING SERVICES, LLC2016-02-172019-12-24
CREDIT SUISSE SECURITIES (USA) LLC2008-05-012016-02-25
MORGAN STANLEY & CO. LLC2007-04-022008-04-29
MORGAN STANLEY DW INC.2005-03-212007-04-02

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