Jonathan Klein

Jonathan Klein is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (7)

FirmFromToCurrent
LPL ENTERPRISE, LLC2024-11-14presentYes
PRUCO SECURITIES, LLC2023-10-242024-11-14
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2023-08-172023-10-24
STIFEL, NICOLAUS & COMPANY, INCORPORATED2015-12-042022-01-21
BARCLAYS CAPITAL INC.2010-09-282015-12-04
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-10-01
MORGAN STANLEY & CO. LLC2005-12-132009-06-01

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