Mildred Patubo is an investment adviser representative (IAR) with state registration records since 2004, appearing at 9 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2022-10-18 | present | Yes |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | 2021-06-23 | 2022-10-19 | — |
| SECURE INVESTMENT MANAGEMENT, LLC | 2020-02-04 | 2021-05-12 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2015-12-23 | 2019-02-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-06-16 | 2016-01-04 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2010-06-29 | 2011-06-22 | — |
| LPL FINANCIAL LLC | 2008-08-20 | 2010-06-29 | — |
| WELLS FARGO INVESTMENTS, LLC | 2007-09-27 | 2008-07-15 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-05-10 | 2007-06-04 | — |