Roger M Wallach is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-10-21 | present | Yes |
| TRUIST ADVISORY SERVICES, INC. | 2016-09-21 | 2022-10-21 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2014-05-30 | 2016-12-31 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-06-02 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-02-21 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2004-08-03 | 2006-02-23 | — |
| UBS FINANCIAL SERVICES INC. | 2001-08-10 | 2004-07-23 | — |