HOWARD ASHLOCK is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2018-06-22 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-01-29 | 2018-06-25 | — |
| UBS FINANCIAL SERVICES INC. | 2002-10-04 | 2010-02-08 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1998-04-20 | 2002-10-22 | — |