JAMES AUBREY SAPP

JAMES AUBREY SAPP is an investment adviser representative (IAR) with state registration records since 1994, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-11-30presentYes
WELLS FARGO CLEARING SERVICES, LLC2008-12-082020-12-08
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1994-06-142008-12-11

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