TRACY ALAN ROTHE is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-03-25 | present | Yes |
| OSAIC WEALTH, INC. | 2023-09-01 | 2024-03-27 | — |
| OSAIC SERVICES, INC. | 2010-10-01 | 2023-09-01 | — |