James Wesley Thompson

James Wesley Thompson is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2025-05-01presentYes
GROVE POINT ADVISORS, LLC2023-02-162025-05-01
WOODBURY FINANCIAL SERVICES, INC.2019-01-162023-02-21
PRINCIPAL SECURITIES, INC.2011-08-252019-01-25
AMERICAN INDEPENDENT SECURITIES GROUP, LLC2009-06-192011-08-16

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