DAVID PHILLIP GARZA is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2017-12-04 | present | Yes |
| RBC ROCHDALE, LLC | 2014-08-29 | 2017-04-12 | — |
| ENGEMANN ASSET MANAGEMENT | 2003-06-09 | 2006-08-11 | — |