STEVEN JOSEPH SPAETH is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with RFG ADVISORY, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RFG ADVISORY, LLC | 2021-05-19 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2017-01-20 | 2021-05-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-06-22 | 2017-01-25 | — |
| THE RETIREMENT CORPORATION OF AMERICA | 2000-03-30 | 2006-04-04 | — |