JAMES FRANK CAPARELLI is an investment adviser representative (IAR) with state registration records since 2007, appearing at 2 firms. Currently registered with GWN SECURITIES INC..
| Firm | From | To | Current |
|---|---|---|---|
| GWN SECURITIES INC. | 2010-08-17 | present | Yes |
| MM ASCEND LIFE INVESTOR SERVICES, LLC | 2007-01-31 | 2010-08-04 | — |