James Andrew O'Brien

James Andrew O'Brien is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2025-04-28presentYes
ALLSPRING FUNDS MANAGEMENT, LLC2021-07-022023-11-17
PUTNAM INVESTMENT MANAGEMENT, LLC2015-07-062021-05-19
VAN KAMPEN ADVISORS INC2005-11-072010-06-04

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