STEPHEN GILES TOMPKINS is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with INDEPENDENT ADVISOR ALLIANCE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | 2020-11-23 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2020-11-11 | — |
| A. G. EDWARDS & SONS, INC. | 1999-10-15 | 2008-01-01 | — |