KATHERINE M SPRATT is an investment adviser representative (IAR) with state registration records since 2020, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-03-24 | present | Yes |
| JANNEY MONTGOMERY SCOTT LLC | 2025-04-15 | 2026-01-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2021-08-30 | 2025-04-16 | — |
| GOLDMAN SACHS WEALTH SERVICES, L.P. | 2020-10-20 | 2020-11-24 | — |