JOHN KEVIN SEROCKE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2024-12-10 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2014-05-15 | 2024-12-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-05-27 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-27 | 2009-06-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2002-05-09 | 2007-05-08 | — |