RICHARD LEE CAVALLA is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2007-08-31 | present | Yes |
| SECU BROKERAGE SERVICES | 2007-06-13 | 2007-11-06 | — |
| CITICORP INVESTMENT SERVICES | 2003-05-29 | 2007-02-12 | — |
| IFMG SECURITIES, INC. | 2003-01-16 | 2003-05-30 | — |
| MORGAN STANLEY DW INC. | 1998-11-02 | 2002-11-26 | — |