NICHOLAS ANTHONY ROGERS

NICHOLAS ANTHONY ROGERS is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2009-06-01presentYes
MORGAN STANLEY & CO. LLC2008-08-252009-06-01
UBS FINANCIAL SERVICES INC.1997-07-082008-09-08

More