James Stephen DeFalco is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2017-11-24 | present | Yes |
| NATIONAL PLANNING CORPORATION | 2012-07-10 | 2017-10-04 | — |
| ASSETMARK, INC. | 2005-02-11 | 2010-04-16 | — |
| STRONG CAPITAL MANAGEMENT INC | 2001-05-01 | 2002-09-17 | — |