JON CHRISTIAN SCHWARTZ

JON CHRISTIAN SCHWARTZ is an investment adviser representative (IAR) with state registration records since 1994, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
WSECU INVESTMENT MANAGEMENT2011-01-102024-12-18
LPL FINANCIAL LLC2009-07-10presentYes
PRINCIPAL SECURITIES, INC.2006-06-092008-12-31
WELLS FARGO CLEARING SERVICES, LLC2003-07-012005-03-02
PRUDENTIAL EQUITY GROUP, LLC1994-10-282003-07-01

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