JAMES C RILEY is an investment adviser representative (IAR) with state registration records since 1997, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2014-09-09 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1997-07-18 | 2014-09-10 | — |