RICHARD DEAN SMITH is an investment adviser representative (IAR) with state registration records since 2007, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-08-03 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-09-13 | 2007-09-20 | — |