JAMES JOSEPH WATERS

JAMES JOSEPH WATERS is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with JAMES J. WATERS.

Registration history (4)

FirmFromToCurrent
JAMES J. WATERS2023-03-28presentYes
CAPTRUST ADVISORS, LLC2007-04-132017-12-31
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2002-06-152017-06-23
CAPTRUST FINANCIAL ADVISORS, LLC1999-06-302002-06-20

More