JAMES CHRISTOPHER BERTI is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-06-03 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2018-12-19 | 2022-06-01 | — |
| RBC CAPITAL MARKETS, LLC | 2016-06-07 | 2018-12-19 | — |
| UBS FINANCIAL SERVICES INC. | 2014-10-01 | 2016-06-13 | — |
| RBC CAPITAL MARKETS, LLC | 2012-05-24 | 2014-10-13 | — |