DAVID GEORGE LLOYD is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2021-04-01 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2004-09-10 | 2021-04-12 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-08-30 | 2004-09-14 | — |