JAMES JOHN BANN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2019-04-26 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-11-28 | 2019-04-30 | — |
| UBS FINANCIAL SERVICES INC. | 2007-02-02 | 2011-12-06 | — |
| GREAT LAKES ADVISORS, LLC | 2001-11-16 | 2007-12-21 | — |