HEATHER LYNN BROWN

HEATHER LYNN BROWN is an investment adviser representative (IAR) with state registration records since 1996, appearing at 6 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
ROCKEFELLER FINANCIAL LLC2025-12-05presentYes
UBS FINANCIAL SERVICES INC.2015-11-132025-12-24
CREDIT SUISSE SECURITIES (USA) LLC2012-03-052015-12-08
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC2010-08-022012-04-24
LEHMAN BROTHERS INC.2005-08-052008-08-13
MORGAN STANLEY DW INC.1996-11-202005-08-09

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