DOUGLAS J THOMPSON is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2024-06-26 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2014-10-17 | 2024-07-10 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-11-19 | — |
| MORGAN STANLEY & CO. LLC | 2008-08-01 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2006-04-28 | 2008-08-08 | — |