CHARLES LEO POWERS

CHARLES LEO POWERS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (3)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2025-06-25presentYes
UBS FINANCIAL SERVICES INC.2005-04-292025-07-21
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-04-152005-05-05

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