Charles PATRICK Moody is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2022-08-12 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-08-21 | 2022-08-08 | — |
| STRATEGIC ADVISERS LLC | 2011-08-12 | 2013-07-16 | — |
| MML INVESTORS SERVICES, LLC | 2008-09-11 | 2010-05-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-06-18 | 2008-08-19 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2002-10-30 | 2003-04-25 | — |