BRIAN CONNOR DOAK is an investment adviser representative (IAR) with state registration records since 1996, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2008-08-28 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2006-02-21 | 2008-09-11 | — |
| LEGG MASON WOOD WALKER, INCORPORATED | 1996-12-10 | 2006-02-21 | — |