RICHARD THOMAS SMITH is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-09-05 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2016-05-05 | 2025-09-05 | — |
| AVANTAX ADVISORY SERVICES | 2009-10-19 | 2015-01-27 | — |
| SUNAMERICA SECURITIES, INC. | 1997-11-17 | 2003-09-19 | — |