DOUGLAS JAMES LOCKWOOD is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-07-24 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2016-05-04 | 2024-07-29 | — |
| LPL FINANCIAL LLC | 2008-09-30 | 2016-05-17 | — |
| HARBOR LIGHTS FINANCIAL GROUP,INC | 2004-11-29 | 2008-12-01 | — |