JOANNE MANTEL is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-01-18 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2020-08-03 | 2022-06-23 | — |
| LPL FINANCIAL LLC | 2017-11-29 | 2019-05-03 | — |
| NATIONAL PLANNING CORPORATION | 2016-07-18 | 2017-11-29 | — |
| RETIREMENT DEPOT | 2012-03-09 | 2013-04-22 | — |
| UBS FINANCIAL SERVICES INC. | 2006-01-30 | 2009-11-06 | — |
| MORGAN STANLEY DW INC. | 2004-11-24 | 2005-05-03 | — |
| OSAIC FA, INC. | 2003-01-24 | 2003-12-19 | — |