RICK JAMES PEARL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 2 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2019-09-19 | present | Yes |
| LPL FINANCIAL LLC | 2002-12-09 | 2019-10-14 | — |