STEPHEN XAVIER CARROLL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2023-11-03 | present | Yes |
| FSC SECURITIES CORPORATION | 2021-09-08 | 2023-11-03 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2011-04-08 | 2014-12-31 | — |
| D.A. DAVIDSON & CO. | 2005-05-27 | 2011-04-01 | — |
| UBS FINANCIAL SERVICES INC. | 2002-09-19 | 2005-06-17 | — |