DAVID SCOTT PENN

DAVID SCOTT PENN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (3)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2014-10-13presentYes
HILLTOP SECURITIES INC.2008-12-102014-10-21
M.L. STERN & CO., LLC.2004-08-172008-12-31

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