Joseph John Braut

Joseph John Braut is an investment adviser representative (IAR) with state registration records since 2007, appearing at 9 firms. Currently registered with SANTANDER SECURITIES LLC.

Registration history (9)

FirmFromToCurrent
SANTANDER SECURITIES LLC2025-02-25presentYes
LPL ENTERPRISE, LLC2024-11-142025-03-06
PRUCO SECURITIES, LLC2021-08-172024-11-14
CITIZENS SECURITIES, INC.2018-08-302021-08-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-11-052018-08-31
CADARET, GRANT & CO., INC.2010-03-022010-10-21
CINCINNATI ANALYSTS, INC.2009-01-122010-03-02
INVEST FINANCIAL CORPORATION2008-05-122008-09-30
NATIONAL PLANNING CORPORATION2007-06-042007-09-14

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