JOSEPH AUGUSTINE CONNOR is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with CONNOR CAPITAL MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CONNOR CAPITAL MANAGEMENT, LLC | 2011-01-21 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2007-11-15 | 2011-01-31 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-06-27 | 2007-11-16 | — |
| OPPENHEIMER ASSET MANAGEMENT INC. | 2003-04-15 | 2003-07-08 | — |
| OPPENHEIMER & CO. INC. | 2003-01-03 | 2003-04-15 | — |
| CIBC WORLD MARKETS CORP. | 1999-08-06 | 2003-01-03 | — |