JAMES SYLVERE RICHARD is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with CORAL REEF ADVISORS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CORAL REEF ADVISORS LLC | 2024-02-27 | present | Yes |
| SNOWDEN CAPITAL ADVISORS LLC | 2019-11-01 | 2024-03-14 | — |
| J.P. MORGAN SECURITIES LLC | 2013-09-19 | 2019-11-06 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2008-07-08 | 2013-10-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-07-29 | 2008-07-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2003-08-01 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2002-04-04 | 2003-07-01 | — |