LORI A CARROLL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2018-04-20 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2018-04-19 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2002-04-15 | 2003-07-01 | — |