NEIL HOWARD PETTES is an investment adviser representative (IAR) with state registration records since 1996, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-05-02 | present | Yes |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2022-01-14 | 2023-05-05 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2015-08-14 | 2022-02-04 | — |
| LPL FINANCIAL LLC | 2008-11-11 | 2015-08-20 | — |
| FSC SECURITIES CORPORATION | 2005-09-15 | 2008-11-13 | — |
| INDIVIDUAL FINANCIAL SERVICES, INC. | 1996-11-18 | 2020-04-30 | — |