THOMAS SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2016, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2026-05-13 | present | Yes |
| STRATEGIC ADVISERS LLC | 2025-03-31 | 2026-04-30 | — |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2021-06-01 | 2025-03-31 | — |
| TD AMERITRADE, INC. | 2018-02-27 | 2021-01-20 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2021-01-20 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2016-06-28 | 2018-02-26 | — |