DENNIS JAMES DOHERTY is an investment adviser representative (IAR) with state registration records since 2017, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2021-10-26 | present | Yes |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-05-31 | 2018-03-07 | — |