RAJEEV RATHI

RAJEEV RATHI is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.

Registration history (4)

FirmFromToCurrent
ROCKEFELLER CAPITAL MANAGEMENT2025-04-17presentYes
ROCKEFELLER FINANCIAL LLC2025-04-17presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-10-102025-04-21
UBS FINANCIAL SERVICES INC.2005-06-152014-10-20

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