RICHARD CARMINE CIOFFI

RICHARD CARMINE CIOFFI is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with CAPITOL SECURITIES MANAGEMENT, INC..

Registration history (4)

FirmFromToCurrent
CAPITOL SECURITIES MANAGEMENT, INC.2017-03-13presentYes
RBC CAPITAL MARKETS, LLC2013-04-092017-03-22
WELLS FARGO CLEARING SERVICES, LLC2009-02-062013-04-10
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-11-232009-02-11

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