DONIS Noe SMITH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | 2025-11-05 | present | Yes |
| ROCKEFELLER FINANCIAL LLC | 2023-09-15 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2013-10-18 | 2023-09-26 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-10-24 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2001-12-31 | 2007-04-02 | — |