JAMES EDWARD GRAVES is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2026-05-29 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-02-22 | 2026-06-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-05-14 | 2019-02-25 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2001-11-19 | 2002-05-15 | — |