JAMES EDWARD UTZ is an investment adviser representative (IAR) with state registration records since 1996, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-05-12 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-04-21 | 2026-05-19 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1996-01-11 | 2016-04-27 | — |